Regulatory Fees

Fee Rate Additional Details
SEC $ 0.0000051 Multiply this amount by the principal amount sold
FINRA: TAF $ 0.000119 Covers sales of exchange registered securities whenever executed. Multiply this amount by the number of shares
Options ORF $ 0.0431 Multiply this rate by the number of options contracts traded
NSCC $0.00003 per share,

min $0.009 – max $0.18

All regulatory fees are pass-through and are charged separately. Be advised that these fees are subject to changes retroactively and without a prior notice. The rates above are indicative and apply at the time of updating the current pricing.

Professional Day-trader Processing Fee is $0.000003 per dollar value of all executed sell transactions.

Exchange and ECN fees are charged separately based on exchange flags and on whether they are adding or removing liquidity on the relevant venue. These fees are pass-through and are subject to the venue’s pricing including the tiers applicable to Alaric Securities. Where applicable and at the rates mentioned above, rebates are passed down to the client.