Regulatory Fees
| Fee | Rate | Additional Details |
|---|---|---|
| SEC | $ (0.000013) | Multiply this amount by the principal amount sold |
| FINRA: TAF | $ (0.000119) | Covers sales of exchange registered securities whenever executed. Multiply this amount by the number of shares sold |
| Options ORF | $ (0.0427) | Multiply this rate by the number of options contracts traded |
| Options OCC | $ (0.05) | Per contract traded |
| NSCC | $ (0.00012) |
Disclaimer:
¹ All routing fees/rebates and regulatory fees are pass-through and are charged separately. Be advised that these fees are subject to changes without a prior notice due to many reasons such as insufficient or incomplete data and/or changes provided by the ECNs or exchanges.
² Professional Trading Firm Processing Fee is $0.000003 per dollar value of all executed sell transactions.